Section: Compliance Expertise | Head of Compliance (Up Investments Limited) | FTNAcademy

FTNAcademy

Section outline

- Select activity Key Compliance Responsibilities for a Head of Compliance in P2P Lending
  
  Key Compliance Responsibilities for a Head of Compliance in P2P Lending Lesson
  
  Students must
  
  Mark as done
- Select activity Internal Committees and Proportionate Risk Management in P2P Lending
  
  Internal Committees and Proportionate Risk Management in P2P Lending Lesson
  
  Students must
  
  Mark as done
- Select activity Training and Awareness (Culture Management)
  
  Training and Awareness (Culture Management) Lesson
  
  This lesson is designed to equip compliance professionals with the necessary knowledge and strategies to implement effective training and awareness programmes in line with FCA compliance regulations. The focus will be on fostering a strong compliance culture, maintaining the right mindset, and ensuring adherence to the Consumer Duty guidelines.