Introduction to Training and Awareness in FCA Compliance

Key Topics:

  • Importance of compliance training and awareness
  • FCA regulatory expectations for training programmes
  • The role of compliance training in risk mitigation
  • Overview of Consumer Duty guidelines and their impact on training

Learning Outcomes:

  • Understand the significance of training in maintaining regulatory compliance
  • Identify FCA requirements for staff training and awareness
  • Recognise the impact of effective training on risk reduction