Section: Regulatory Knowledge | Head of Compliance (Up Investments Limited) | FTNAcademy

FTNAcademy

Section outline

- Select activity Lesson 2.1: Introduction to the Financial Conduct Authority (FCA)
  
  Lesson 2.1: Introduction to the Financial Conduct Authority (FCA)
  
  Students must
  
  Mark as done
- Select activity Lesson 2.2: Understanding the FCA's Regulatory Framework for P2P Lending
  
  Lesson 2.2: Understanding the FCA's Regulatory Framework for P2P Lending
  
  Students must
  
  Mark as done
- Select activity Understanding the regulatory framework for securities
  
  Understanding the regulatory framework for securities Lesson
- Select activity Horizon Scanning
  
  Horizon Scanning Lesson
  
  This course is designed to provide compliance professionals with the knowledge and skills required to effectively conduct FCA regulation horizon scanning. Participants will learn how to identify, assess, and prepare for regulatory changes that may impact their organisation.