SUP 6A

55X(1)(f) - when the FCA is proposing to grant an application for approver permission but subject to terms which were not sought in the application

55X(1)(g) - when the FCA is proposing to grant an application to vary the terms of a firm’s approver permission but making different changes to those sought in the application

55X(1)(e) - ...

55X(2) - when the FCA is proposing to refuse an application for the variation of a requirement imposed under section 55L or for the imposition of a new requirement

55X(2) - when the FCA is proposing to refuse an application for approver permission

55X(2) - when the FCA is proposing to refuse an application for the variation or cancellation of a firm’s approver permission

55X(4)(e) - ...

55X(4)(ea) - when the FCA is deciding to grant an application for approver permission but subject to terms which were not sought in the application

55X(4)(eb) - when the FCA is deciding to grant an application to vary the terms of a firm’s approver permission but making different changes to those sought in the application

55X(4)(f) - when the FCA is deciding to refuse an application for the variation of a requirement imposed under section 55L or for the imposition of a new requirement

55X(4)(f) - when the FCA is deciding to refuse an application for approver permission

55X(4)(f) - when the FCA is deciding to refuse an application for the variation or cancellation of a firm’s approver permission

55Z(1) 55Z(2) - when the FCA is proposing or deciding to cancel a firm’s Part 4A permission or approver permission otherwise than at its the firm’s request *

55XA(1)(f) - ...

55Y(4) 55Y(7) 55Y(8)(b) - when the FCA is proposing to exercise, is deciding to exercise or is, with immediate effect, exercising its own-initiative variation power to vary a firm’s Part 4A permission or its power to vary the terms of a firm’s approver permission or is deciding, after considering any representations made by the firm, not to rescind a variation of either sort

» Global Glosssary: Includes FCA Definitions & Handbook references