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Global Glosssary: Includes FCA Definitions & Handbook references

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Controlled activity

(e) arranging (bringing about) deals in investments (paragraph 4(1));

(f) making arrangements with a view to transactions in investments (paragraph 4(2));

(g) managing investments (paragraph 5);

(i) advising on investments (except P2P agreements) (paragraph 7(1));

» Global Glosssary: Includes FCA Definitions & Handbook references

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