Section: Risk Management and Internal Controls | Head of Compliance (Up Investments Limited) | FTNAcademy

FTNAcademy

Section outline

- Select activity Lesson 5.1: Identifying and Assessing Risks
  
  Lesson 5.1: Identifying and Assessing Risks
  
  Students must
  
  Mark as done
- Select activity 5.2 Internal Controls
  
  5.2 Internal Controls Lesson
- Select activity Three lines of defence
  
  Three lines of defence Lesson
  
  This lesson provides compliance professionals with an in-depth understanding of the Three Lines of Defence (3LoD) model and its application in meeting FCA compliance requirements. Participants will learn how each line functions, how they interact, and how to implement an effective governance framework.
- Select activity Governance
  
  Governance Lesson